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Tag archive for ‘Daniel Hew’

Wife must testify in investigation into possible insider trading involving her husband(1)

sec-logo1An employee of Restoration Hardware must appear before the SEC to give sworn testimony in its investigation into possible insider trading involving her husband, a federal judge in San Francisco ruled today.

In May, Lena Yan, Read the rest of this entry »

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SEC says financial analyst improperly claims marital privilege to avoid testimony in insider trading case(1)

sec-logoThe Securities and Exchange Commission said today it has filed an action to force Oakland resident Lena Yan, an analyst in the finance department at Restoration Hardware, to provide sworn testimony in its investigation into possible insider trading involving her husband in Restoration Hardware stock in November 2007 shortly before news of its acquisition became public.

According to a filing the SEC made today, Yan’s husband, Read the rest of this entry »

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